AU Core Implementation Guide
2.0.1-ci-build - CI Build Australia flag

AU Core Implementation Guide, published by HL7 Australia. This guide is not an authorized publication; it is the continuous build for version 2.0.1-ci-build built by the FHIR (HL7® FHIR® Standard) CI Build. This version is based on the current content of https://github.com/hl7au/au-fhir-core/ and changes regularly. See the Directory of published versions

Resource Profile: AU Core DocumentReference

Official URL: http://hl7.org.au/fhir/core/StructureDefinition/au-core-documentreference Version: 2.0.1-ci-build
Standards status: Trial-use Maturity Level: 0 Computable Name: AUCoreDocumentReference

Copyright/Legal: Used by permission of HL7 International, all rights reserved Creative Commons License. HL7 Australia© 2022+; Licensed Under Creative Commons No Rights Reserved.

This profile sets minimum expectations for a DocumentReference resource to record, search, and fetch documents associated with a patient. It is based on the DocumentReference resource and identifies the additional mandatory core elements, extensions, vocabularies and value sets that SHALL be present in the DocumentReference resource when conforming to this profile. It provides the floor for standards development for specific uses cases in an Australian context.

See Comparison with other national and international IGs for a comparison between AU Core profiles and profiles in other implementation guides.

Usage Scenarios

The following are supported usage scenarios for this profile:

  • Query for documents belonging to a patient
  • Record or update a document belonging to a patient

Profile Specific Implementation Guidance

No guidance defined.

Usages:

You can also check for usages in the FHIR IG Statistics

Changes since version 2.0.0:

  • New Content
  • Formal Views of Profile Content

    Description of Profiles, Differentials, Snapshots and how the different presentations work.

    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... implicitRules ?!Σ 0..1 uri A set of rules under which this content was created
    ... modifierExtension ?! 0..* Extension Extensions that cannot be ignored
    ... identifier SOΣ 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... type SOΣ 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... category SOΣ 0..* CodeableConcept Categorization of document
    Binding: DocumentClassValueSet (example): High-level kind of a clinical document at a macro level.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SOΣ 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SOΣ 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SOΣ 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... content SOΣ 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... attachment SOΣ 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... contentType SOΣ 0..1 code Mime type of the content, with charset etc.
    Binding: Mime Types (required): The mime type of an attachment. Any valid mime type is allowed.
    Example General: text/plain; charset=UTF-8, image/png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SOΣ 0..1 url Uri where the data can be found
    Example General: http://www.acme.com/logo-small.png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... context SOΣ 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... period SOΣ 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester

    doco Documentation for this format

    Terminology Bindings

    Path Status Usage ValueSet Version Source
    DocumentReference.status Base required DocumentReferenceStatus 📍4.0.1 FHIR Std.
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.
    DocumentReference.category Base example Document Class Value Set 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.contentType Base required MimeType 📍4.0.1 FHIR Std.

    Constraints

    Id Grade Path(s) Description Expression
    dom-2 error DocumentReference If the resource is contained in another resource, it SHALL NOT contain nested Resources contained.contained.empty()
    dom-3 error DocumentReference If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().as(canonical) | %resource.descendants().as(uri) | %resource.descendants().as(url))) or descendants().where(reference = '#').exists() or descendants().where(as(canonical) = '#').exists() or descendants().where(as(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
    dom-4 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
    dom-5 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a security label contained.meta.security.empty()
    dom-6 best practice DocumentReference A resource should have narrative for robust management text.`div`.exists()
    ele-1 error **ALL** elements All FHIR elements must have a @value or children hasValue() or (children().count() > id.count())
    ext-1 error **ALL** extensions Must have either extensions or value[x], not both extension.exists() != value.exists()

    This structure is derived from DocumentReference

    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... identifier SO 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... status SO 1..1 code current | superseded | entered-in-error
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... type SO 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SO 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SO 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SO 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... content SO 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... attachment SO 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... contentType SO 0..1 code Mime type of the content, with charset etc.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SO 0..1 url Uri where the data can be found
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... context SO 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... period SO 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester

    doco Documentation for this format

    Terminology Bindings (Differential)

    Path Status Usage ValueSet Version Source
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.
    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... id Σ 0..1 id Logical id of this artifact
    ... meta Σ 0..1 Meta Metadata about the resource
    ... implicitRules ?!Σ 0..1 uri A set of rules under which this content was created
    ... text 0..1 Narrative Text summary of the resource, for human interpretation
    This profile does not constrain the narrative in regard to content, language, or traceability to data elements
    ... contained 0..* Resource Contained, inline Resources
    ... extension 0..* Extension Additional content defined by implementations
    ... modifierExtension ?! 0..* Extension Extensions that cannot be ignored
    ... masterIdentifier Σ 0..1 Identifier Master Version Specific Identifier
    ... identifier SOΣ 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... status ?!SOΣ 1..1 code current | superseded | entered-in-error
    Binding: DocumentReferenceStatus (required): The status of the document reference.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... docStatus Σ 0..1 code preliminary | final | amended | entered-in-error
    Binding: CompositionStatus (required): Status of the underlying document.
    ... type SOΣ 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... category SOΣ 0..* CodeableConcept Categorization of document
    Binding: DocumentClassValueSet (example): High-level kind of a clinical document at a macro level.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SOΣ 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SOΣ 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SOΣ 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... authenticator 0..1 Reference(Practitioner | PractitionerRole | Organization) Who/what authenticated the document
    ... custodian 0..1 Reference(Organization) Organization which maintains the document
    ... relatesTo Σ 0..* BackboneElement Relationships to other documents
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... code Σ 1..1 code replaces | transforms | signs | appends
    Binding: DocumentRelationshipType (required): The type of relationship between documents.
    .... target Σ 1..1 Reference(DocumentReference) Target of the relationship
    ... description Σ 0..1 string Human-readable description
    ... securityLabel Σ 0..* CodeableConcept Document security-tags
    Binding: All Security Labels (extensible): Security Labels from the Healthcare Privacy and Security Classification System.
    ... content SOΣ 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... attachment SOΣ 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... id 0..1 string Unique id for inter-element referencing
    ..... extension 0..* Extension Additional content defined by implementations
    Slice: Unordered, Open by value:url
    ..... contentType SOΣ 0..1 code Mime type of the content, with charset etc.
    Binding: Mime Types (required): The mime type of an attachment. Any valid mime type is allowed.
    Example General: text/plain; charset=UTF-8, image/png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... language Σ 0..1 code Human language of the content (BCP-47)
    Binding: CommonLanguages (preferred): A human language.
    Additional BindingsPurpose
    AllLanguages Max Binding

    Example General: en-AU
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SOΣ 0..1 url Uri where the data can be found
    Example General: http://www.acme.com/logo-small.png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... size Σ 0..1 unsignedInt Number of bytes of content (if url provided)
    ..... hash Σ 0..1 base64Binary Hash of the data (sha-1, base64ed)
    ..... title Σ 0..1 string Label to display in place of the data
    Example General: Official Corporate Logo
    ..... creation Σ 0..1 dateTime Date attachment was first created
    .... format Σ 0..1 Coding Format/content rules for the document
    Binding: DocumentReferenceFormatCodeSet (preferred): Document Format Codes.
    ... context SOΣ 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... encounter 0..* Reference(Encounter | EpisodeOfCare) Context of the document content
    .... event 0..* CodeableConcept Main clinical acts documented
    Binding: v3 Code System ActCode (example): This list of codes represents the main clinical acts being documented.
    .... period SOΣ 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... facilityType 0..1 CodeableConcept Kind of facility where patient was seen
    Binding: FacilityTypeCodeValueSet (example): XDS Facility Type.
    .... practiceSetting 0..1 CodeableConcept Additional details about where the content was created (e.g. clinical specialty)
    Binding: PracticeSettingCodeValueSet (example): Additional details about where the content was created (e.g. clinical specialty).
    .... sourcePatientInfo 0..1 Reference(Patient) Patient demographics from source
    .... related 0..* Reference(Resource) Related identifiers or resources

    doco Documentation for this format

    Terminology Bindings

    Path Status Usage ValueSet Version Source
    DocumentReference.language Base preferred Common Languages 📍4.0.1 FHIR Std.
    DocumentReference.status Base required DocumentReferenceStatus 📍4.0.1 FHIR Std.
    DocumentReference.docStatus Base required CompositionStatus 📍4.0.1 FHIR Std.
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.
    DocumentReference.category Base example Document Class Value Set 📍4.0.1 FHIR Std.
    DocumentReference.relatesTo.​code Base required DocumentRelationshipType 📍4.0.1 FHIR Std.
    DocumentReference.securityLabel Base extensible SecurityLabels 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.contentType Base required MimeType 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.language Base preferred Common Languages 📍4.0.1 FHIR Std.
    DocumentReference.content.​format Base preferred DocumentReference Format Code Set 📍4.0.1 FHIR Std.
    DocumentReference.context.​event Base example v3 Code System ActCode 📦3.0.0 THO v7.2
    DocumentReference.context.​facilityType Base example Facility Type Code Value Set 📍4.0.1 FHIR Std.
    DocumentReference.context.​practiceSetting Base example Practice Setting Code Value Set 📍4.0.1 FHIR Std.

    Constraints

    Id Grade Path(s) Description Expression
    dom-2 error DocumentReference If the resource is contained in another resource, it SHALL NOT contain nested Resources contained.contained.empty()
    dom-3 error DocumentReference If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().as(canonical) | %resource.descendants().as(uri) | %resource.descendants().as(url))) or descendants().where(reference = '#').exists() or descendants().where(as(canonical) = '#').exists() or descendants().where(as(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
    dom-4 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
    dom-5 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a security label contained.meta.security.empty()
    dom-6 best practice DocumentReference A resource should have narrative for robust management text.`div`.exists()
    ele-1 error **ALL** elements All FHIR elements must have a @value or children hasValue() or (children().count() > id.count())
    ext-1 error **ALL** extensions Must have either extensions or value[x], not both extension.exists() != value.exists()

    Key Elements View

    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... implicitRules ?!Σ 0..1 uri A set of rules under which this content was created
    ... modifierExtension ?! 0..* Extension Extensions that cannot be ignored
    ... identifier SOΣ 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... type SOΣ 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... category SOΣ 0..* CodeableConcept Categorization of document
    Binding: DocumentClassValueSet (example): High-level kind of a clinical document at a macro level.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SOΣ 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SOΣ 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SOΣ 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... content SOΣ 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... attachment SOΣ 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... contentType SOΣ 0..1 code Mime type of the content, with charset etc.
    Binding: Mime Types (required): The mime type of an attachment. Any valid mime type is allowed.
    Example General: text/plain; charset=UTF-8, image/png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SOΣ 0..1 url Uri where the data can be found
    Example General: http://www.acme.com/logo-small.png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... context SOΣ 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... period SOΣ 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester

    doco Documentation for this format

    Terminology Bindings

    Path Status Usage ValueSet Version Source
    DocumentReference.status Base required DocumentReferenceStatus 📍4.0.1 FHIR Std.
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.
    DocumentReference.category Base example Document Class Value Set 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.contentType Base required MimeType 📍4.0.1 FHIR Std.

    Constraints

    Id Grade Path(s) Description Expression
    dom-2 error DocumentReference If the resource is contained in another resource, it SHALL NOT contain nested Resources contained.contained.empty()
    dom-3 error DocumentReference If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().as(canonical) | %resource.descendants().as(uri) | %resource.descendants().as(url))) or descendants().where(reference = '#').exists() or descendants().where(as(canonical) = '#').exists() or descendants().where(as(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
    dom-4 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
    dom-5 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a security label contained.meta.security.empty()
    dom-6 best practice DocumentReference A resource should have narrative for robust management text.`div`.exists()
    ele-1 error **ALL** elements All FHIR elements must have a @value or children hasValue() or (children().count() > id.count())
    ext-1 error **ALL** extensions Must have either extensions or value[x], not both extension.exists() != value.exists()

    Differential View

    This structure is derived from DocumentReference

    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... identifier SO 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... status SO 1..1 code current | superseded | entered-in-error
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... type SO 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SO 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SO 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SO 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... content SO 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... attachment SO 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... contentType SO 0..1 code Mime type of the content, with charset etc.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SO 0..1 url Uri where the data can be found
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... context SO 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... period SO 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester

    doco Documentation for this format

    Terminology Bindings (Differential)

    Path Status Usage ValueSet Version Source
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.

    Snapshot View

    NameFlagsCard.TypeDescription & Constraints    Filter: Filtersdoco
    .. DocumentReference 0..* DocumentReference A reference to a document
    ... id Σ 0..1 id Logical id of this artifact
    ... meta Σ 0..1 Meta Metadata about the resource
    ... implicitRules ?!Σ 0..1 uri A set of rules under which this content was created
    ... text 0..1 Narrative Text summary of the resource, for human interpretation
    This profile does not constrain the narrative in regard to content, language, or traceability to data elements
    ... contained 0..* Resource Contained, inline Resources
    ... extension 0..* Extension Additional content defined by implementations
    ... modifierExtension ?! 0..* Extension Extensions that cannot be ignored
    ... masterIdentifier Σ 0..1 Identifier Master Version Specific Identifier
    ... identifier SOΣ 0..* Identifier Other identifiers for the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... status ?!SOΣ 1..1 code current | superseded | entered-in-error
    Binding: DocumentReferenceStatus (required): The status of the document reference.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... docStatus Σ 0..1 code preliminary | final | amended | entered-in-error
    Binding: CompositionStatus (required): Status of the underlying document.
    ... type SOΣ 1..1 CodeableConcept Kind of document (LOINC if possible)
    Binding: DocumentTypeValueSet (preferred)
    Additional BindingsPurpose
    Common Document Types in Australia . candidate
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... category SOΣ 0..* CodeableConcept Categorization of document
    Binding: DocumentClassValueSet (example): High-level kind of a clinical document at a macro level.
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... subject SOΣ 1..1 Reference(AU Core Patient) Who/what is the subject of the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... date SOΣ 0..1 instant When this document reference was created
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... author SOΣ 0..* Reference(AU Core Practitioner | AU Core PractitionerRole | AU Core Patient | AU Core RelatedPerson | AU Core Organization | Device) Who and/or what authored the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ... authenticator 0..1 Reference(Practitioner | PractitionerRole | Organization) Who/what authenticated the document
    ... custodian 0..1 Reference(Organization) Organization which maintains the document
    ... relatesTo Σ 0..* BackboneElement Relationships to other documents
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... code Σ 1..1 code replaces | transforms | signs | appends
    Binding: DocumentRelationshipType (required): The type of relationship between documents.
    .... target Σ 1..1 Reference(DocumentReference) Target of the relationship
    ... description Σ 0..1 string Human-readable description
    ... securityLabel Σ 0..* CodeableConcept Document security-tags
    Binding: All Security Labels (extensible): Security Labels from the Healthcare Privacy and Security Classification System.
    ... content SOΣ 1..* BackboneElement Document referenced
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... attachment SOΣ 1..1 Attachment Where to access the document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... id 0..1 string Unique id for inter-element referencing
    ..... extension 0..* Extension Additional content defined by implementations
    Slice: Unordered, Open by value:url
    ..... contentType SOΣ 0..1 code Mime type of the content, with charset etc.
    Binding: Mime Types (required): The mime type of an attachment. Any valid mime type is allowed.
    Example General: text/plain; charset=UTF-8, image/png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... language Σ 0..1 code Human language of the content (BCP-47)
    Binding: CommonLanguages (preferred): A human language.
    Additional BindingsPurpose
    AllLanguages Max Binding

    Example General: en-AU
    ..... data SO 0..1 base64Binary Data inline, base64ed
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... url SOΣ 0..1 url Uri where the data can be found
    Example General: http://www.acme.com/logo-small.png
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    ..... size Σ 0..1 unsignedInt Number of bytes of content (if url provided)
    ..... hash Σ 0..1 base64Binary Hash of the data (sha-1, base64ed)
    ..... title Σ 0..1 string Label to display in place of the data
    Example General: Official Corporate Logo
    ..... creation Σ 0..1 dateTime Date attachment was first created
    .... format Σ 0..1 Coding Format/content rules for the document
    Binding: DocumentReferenceFormatCodeSet (preferred): Document Format Codes.
    ... context SOΣ 0..1 BackboneElement Clinical context of document
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... id 0..1 string Unique id for inter-element referencing
    .... extension 0..* Extension Additional content defined by implementations
    .... modifierExtension ?!Σ 0..* Extension Extensions that cannot be ignored even if unrecognized
    .... encounter 0..* Reference(Encounter | EpisodeOfCare) Context of the document content
    .... event 0..* CodeableConcept Main clinical acts documented
    Binding: v3 Code System ActCode (example): This list of codes represents the main clinical acts being documented.
    .... period SOΣ 0..1 Period Time of service that is being documented
    ObligationsActor
    SHALL:populate-if-known AU Core Responder
    SHALL:no-error AU Core Requester
    .... facilityType 0..1 CodeableConcept Kind of facility where patient was seen
    Binding: FacilityTypeCodeValueSet (example): XDS Facility Type.
    .... practiceSetting 0..1 CodeableConcept Additional details about where the content was created (e.g. clinical specialty)
    Binding: PracticeSettingCodeValueSet (example): Additional details about where the content was created (e.g. clinical specialty).
    .... sourcePatientInfo 0..1 Reference(Patient) Patient demographics from source
    .... related 0..* Reference(Resource) Related identifiers or resources

    doco Documentation for this format

    Terminology Bindings

    Path Status Usage ValueSet Version Source
    DocumentReference.language Base preferred Common Languages 📍4.0.1 FHIR Std.
    DocumentReference.status Base required DocumentReferenceStatus 📍4.0.1 FHIR Std.
    DocumentReference.docStatus Base required CompositionStatus 📍4.0.1 FHIR Std.
    DocumentReference.type Base preferred Document Type Value Set 📦4.0.1 FHIR Std.
    DocumentReference.category Base example Document Class Value Set 📍4.0.1 FHIR Std.
    DocumentReference.relatesTo.​code Base required DocumentRelationshipType 📍4.0.1 FHIR Std.
    DocumentReference.securityLabel Base extensible SecurityLabels 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.contentType Base required MimeType 📍4.0.1 FHIR Std.
    DocumentReference.content.​attachment.language Base preferred Common Languages 📍4.0.1 FHIR Std.
    DocumentReference.content.​format Base preferred DocumentReference Format Code Set 📍4.0.1 FHIR Std.
    DocumentReference.context.​event Base example v3 Code System ActCode 📦3.0.0 THO v7.2
    DocumentReference.context.​facilityType Base example Facility Type Code Value Set 📍4.0.1 FHIR Std.
    DocumentReference.context.​practiceSetting Base example Practice Setting Code Value Set 📍4.0.1 FHIR Std.

    Constraints

    Id Grade Path(s) Description Expression
    dom-2 error DocumentReference If the resource is contained in another resource, it SHALL NOT contain nested Resources contained.contained.empty()
    dom-3 error DocumentReference If the resource is contained in another resource, it SHALL be referred to from elsewhere in the resource or SHALL refer to the containing resource contained.where((('#'+id in (%resource.descendants().reference | %resource.descendants().as(canonical) | %resource.descendants().as(uri) | %resource.descendants().as(url))) or descendants().where(reference = '#').exists() or descendants().where(as(canonical) = '#').exists() or descendants().where(as(canonical) = '#').exists()).not()).trace('unmatched', id).empty()
    dom-4 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a meta.versionId or a meta.lastUpdated contained.meta.versionId.empty() and contained.meta.lastUpdated.empty()
    dom-5 error DocumentReference If a resource is contained in another resource, it SHALL NOT have a security label contained.meta.security.empty()
    dom-6 best practice DocumentReference A resource should have narrative for robust management text.`div`.exists()
    ele-1 error **ALL** elements All FHIR elements must have a @value or children hasValue() or (children().count() > id.count())
    ext-1 error **ALL** extensions Must have either extensions or value[x], not both extension.exists() != value.exists()

     

    Other representations of profile: CSV, Excel, Schematron

    Notes:

    Below is an overview of the mandatory and optional search parameters and combined search parameters. See the AU Core CapabilityStatements for a complete list of supported RESTful interactions for this IG.

    FHIR search operations are described here and the syntax used to describe AU Core interactions is defined here.

    Any search parameter defined in FHIR may be 'allowed' by the system unless explicitly marked as "SHALL NOT". A few items are marked as MAY in this implementation guide to highlight their potential relevance.

    Parameter(s) Conformance Type(s) Requirements (when used alone or in combination)
    patient SHALL reference The requester SHALL provide at least an id value and MAY provide both the Type and id values. The responder SHALL support both.

    The requester SHOULD support chained search patient.identifier using IHI, Medicare Number, and DVA Number identifiers as defined in the AU Core Patient profile. The responder SHOULD support chained search patient.identifier using IHI, Medicare Number, and DVA Number identifiers as defined in the AU Core Patient profile.
    patient+type SHALL reference+token
    patient+author SHOULD reference+reference
    patient+type+period SHOULD reference+token+date
    patient+type+date SHOULD reference+token+date
    author MAY reference
    date MAY date A requester SHALL provide a value precise to the second + time offset. A responder SHALL support a value precise to the second + time offset.

    The requester SHALL support these search comparators gt, lt, ge, le. The responder SHALL support these search comparators gt, lt, ge, le.

    The requester SHOULD support multipleAnd, and if multipleAnd is supported, SHALL support the search comparators gt, lt, ge, le. The responder SHOULD support multipleAnd, and if multipleAnd is supported, SHALL support the search comparators gt, lt, ge, le.
    period MAY date A requester SHALL provide a value precise to the second + time offset. A responder SHALL support a value precise to the second + time offset.

    The requester SHALL support these search comparators gt, lt, ge, le. The responder SHALL support these search comparators gt, lt, ge, le.

    The requester SHOULD support multipleAnd, and if multipleAnd is supported, SHALL support the search comparators gt, lt, ge, le. The responder SHOULD support multipleAnd, and if multipleAnd is supported, SHALL support the search comparators gt, lt, ge, le.
    type MAY token The requester SHALL provide at least a code value and MAY provide both the system and code values. The responder SHALL support both.

    Mandatory Search Parameters

    The following search parameters and search parameter combinations SHALL be supported:

    1. SHALL support searching using the patient search parameter:
      • SHOULD support chained searching of patient canonical identifier patient.identifier (e.g. patient.identifier=[system|][code])

      GET [base]/DocumentReference?patient={Type/}[id] or optionally GET [base]/DocumentReference?patient.identifier=[system|][code]

      Example:

      1. GET [base]/DocumentReference?patient=5678
      2. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/medicare-number|32788511952
      3. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/hi/ihi/1.0|8003608833357361

      Implementation Notes: Fetches a bundle of all DocumentReference resources for the specified patient (how to search by reference and how to search by token)

    2. SHALL support searching using the combination of the patient and type search parameters:
      • SHOULD support chained searching of patient canonical identifier patient.identifier (e.g. patient.identifier=[system|][code])

      GET [base]/DocumentReference?patient={Type/}[id]&type={system|}[code]

      Example:

      1. GET [base]/DocumentReference?patient=5678&type=http://loinc.org|60591-5
      2. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/medicare-number|32788511952&type=http://loinc.org|60591-5

      Implementation Notes: Fetches a bundle of all DocumentReference resources for the specified patient and type (how to search by reference and how to search by token)

    Optional Search Parameters

    The following search parameters and search parameter combinations SHOULD be supported:

    1. SHOULD support searching using the combination of the patient and author search parameters:
      • SHOULD support chained searching of patient canonical identifier patient.identifier (e.g. patient.identifier=[system|][code])

      GET [base]/DocumentReference?patient={Type/}[id]&author={Type/}[id]

      Example:

      1. GET [base]/DocumentReference?patient=5678&author=Practitioner/2345
      2. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/medicare-number|32788511952&author=Practitioner/2345

      Implementation Notes: Fetches a bundle of all DocumentReference resources for the specified patient and author (how to search by reference)

    2. SHOULD support searching using the combination of the patient and type and date search parameters:
      • SHOULD support chained searching of patient canonical identifier patient.identifier (e.g. patient.identifier=[system|][code])
      • SHALL support these date comparators: gt,lt,ge,le
      • SHOULD support multipleAnd search on date (e.g.date=[date]&date=[date]&...), and if multipleAnd is supported, SHALL support the search comparators gt,lt,ge,le

      GET [base]/DocumentReference?patient={Type/}[id]&type={system|}[code]&date={gt|lt|ge|le}[date]{&date={gt|lt|ge|le}[date]&...}

      Example:

      1. GET [base]/DocumentReference?patient=5678&type=http://loinc.org|60591-5&date=ge2020-01-01T00:00:00Z
      2. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/medicare-number|32788511952&type=http://loinc.org|60591-5&date=ge2020-01-01T00:00:00Z

      Implementation Notes: Fetches a bundle of all DocumentReference resources for the specified patient and type and date (how to search by reference and how to search by token and how to search by date)

    3. SHOULD support searching using the combination of the patient and type and period search parameters:
      • SHOULD support chained searching of patient canonical identifier patient.identifier (e.g. patient.identifier=[system|][code])
      • SHALL support these period comparators: gt,lt,ge,le
      • SHOULD support multipleAnd search on period (e.g.period=[date]&period=[date]&...), and if multipleAnd is supported, SHALL support the search comparators gt,lt,ge,le

      GET [base]/DocumentReference?patient={Type/}[id]&type={system|}[code]&period={gt|lt|ge|le}[date]{&period={gt|lt|ge|le}[date]&...}

      Example:

      1. GET [base]/DocumentReference?patient=5678&type=http://loinc.org|60591-5&period=ge2020-01-01T00:00:00Z
      2. GET [base]/DocumentReference?patient.identifier=http://ns.electronichealth.net.au/id/medicare-number|32788511952&type=http://loinc.org|60591-5&period=ge2020-01-01T00:00:00Z

      Implementation Notes: Fetches a bundle of all DocumentReference resources for the specified patient and type and period (how to search by reference and how to search by token and how to search by date)