Basic Audit Log Patterns (BALP), published by IHE IT Infrastructure Technical Committee. This guide is not an authorized publication; it is the continuous build for version 1.1.4-current built by the FHIR (HL7® FHIR® Standard) CI Build. This version is based on the current content of https://github.com/IHE/ITI.BasicAudit/ and changes regularly. See the Directory of published versions

• Content
• Detailed Descriptions
• Mappings
• Examples
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• TTL

Resource Profile: Basic AuditEvent pattern for when an activity was authorized by an SAML access token Minimal

A basic AuditEvent profile for when an activity was authorized by an SAML access token. This profile is expected to be used with some other detail that explains the activity. This profile only covers the SAML access token.

• Given an activity has occurred
• And SAML is used to authorize a transaction
• And the given activity is using the SAML
  • XUA
  • SAML requires ID and Issuer, so this profile of AuditEvent will work with any SAML token.
  • usually SOAP, but not limited to SOAP
• When an AuditEvent is recorded for the activity
• Presumes that the consent and server have been identified in agent elements, best case with certificate identities
• Then that AuditEvent would follow this profile regarding recording the SAML access token details

The following table uses a short-hand for the SAML fields and FHIR AuditEvent elements to keep the table compact. It is presumed the reader can understand the SAML field and the FHIR AuditEvent element given. Note the ~ character represents attributes under the SAML AttributeStatement.

note: this profile records minimal information from the SAML access token, which presumes that use of the AuditEvent at a later time will be able to resolve the given information.

Usage:

• Examples for this Resource Profile: AuditEvent/ex-auditPoke-SAML-Min, AuditEvent/ex-auditPoke-SAML-Min2 and AuditEvent/ex-auditPoke-SAML-QDI-Min

Formal Views of Profile Content

Description of Profiles, Differentials, Snapshots and how the different presentations work.

• Differential Table
• Key Elements Table
• Snapshot Table
• Statistics/References
• All

This structure is derived from AuditEvent

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
agent:user		1..*	BackboneElement	Actor involved in the event
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
type		1..1	CodeableConcept	How agent participated Required Pattern: At least the following
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
who		1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
identifier
system	S	0..1	uri	SAML Issuer
value	S	1..1	string	SAML Subject.NameID
requestor		1..1	boolean	Whether user is initiator Required Pattern: true
policy	S	1..1	uri	SAML token ID
media		0..0
network		0..0
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse
Documentation for this format

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
modifierExtension	?!	0..*	Extension	Extensions that cannot be ignored
type	Σ	1..1	Coding	Type/identifier of event Binding: AuditEventID (extensible): Type of event.
recorded	Σ	1..1	instant	Time when the event was recorded
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
requestor	Σ	1..1	boolean	Whether user is initiator
agent:user		1..*	BackboneElement	Actor involved in the event
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event. Required Pattern: At least the following
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
who	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
identifier	Σ	0..1	Identifier	Logical reference, when literal reference is not known
use	?!Σ	0..1	code	usual | official | temp | secondary | old (If known) Binding: IdentifierUse (required): Identifies the purpose for this identifier, if known .
system	SΣ	0..1	uri	SAML Issuer Example General: http://www.acme.com/identifiers/patient
value	SΣ	1..1	string	SAML Subject.NameID Example General: 123456
requestor	Σ	1..1	boolean	Whether user is initiator Required Pattern: true
policy	S	1..1	uri	SAML token ID
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse Binding: PurposeOfUse (extensible): The reason the activity took place.
source		1..1	BackboneElement	Audit Event Reporter
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
observer	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	The identity of source detecting the event
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet / Code	URI
AuditEvent.type	extensible	AuditEventID http://hl7.org/fhir/ValueSet/audit-event-type from the FHIR Standard
AuditEvent.agent:user.type	extensible	Pattern: UserSamlAgent http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent:user.who.identifier.use	required	IdentifierUse http://hl7.org/fhir/ValueSet/identifier-use|4.0.1 from the FHIR Standard
AuditEvent.agent:user.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
id	Σ	0..1	id	Logical id of this artifact
meta	Σ	0..1	Meta	Metadata about the resource
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
language		0..1	code	Language of the resource content Binding: CommonLanguages (preferred): A human language. Additional Bindings Purpose AllLanguages Max Binding
text		0..1	Narrative	Text summary of the resource, for human interpretation
contained		0..*	Resource	Contained, inline Resources
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!	0..*	Extension	Extensions that cannot be ignored
type	Σ	1..1	Coding	Type/identifier of event Binding: AuditEventID (extensible): Type of event.
subtype	Σ	0..*	Coding	More specific type/id for the event Binding: AuditEventSub-Type (extensible): Sub-type of event.
action	Σ	0..1	code	Type of action performed during the event Binding: AuditEventAction (required): Indicator for type of action performed during the event that generated the event.
period		0..1	Period	When the activity occurred
recorded	Σ	1..1	instant	Time when the event was recorded
outcome	Σ	0..1	code	Whether the event succeeded or failed Binding: AuditEventOutcome (required): Indicates whether the event succeeded or failed.
outcomeDesc	Σ	0..1	string	Description of the event outcome
purposeOfEvent	Σ	0..*	CodeableConcept	The purposeOfUse of the event Binding: PurposeOfUse (extensible): The reason the activity took place.
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
id		0..1	string	Unique id for inter-element referencing
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		0..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event.
role		0..*	CodeableConcept	Agent role in the event Binding: SecurityRoleType (example): What security role enabled the agent to participate in the event.
who	Σ	0..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
altId		0..1	string	Alternative User identity
name		0..1	string	Human friendly name for the agent
requestor	Σ	1..1	boolean	Whether user is initiator
location		0..1	Reference(Location)	Where
policy		0..*	uri	Policy that authorized event
media		0..1	Coding	Type of media Binding: MediaTypeCode (extensible): Used when the event is about exporting/importing onto media.
network		0..1	BackboneElement	Logical network location for application activity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
address		0..1	string	Identifier for the network access point of the user device
type		0..1	code	The type of network access point Binding: AuditEventAgentNetworkType (required): The type of network access point of this agent in the audit event.
purposeOfUse		0..*	CodeableConcept	Reason given for this user Binding: PurposeOfUse (extensible): The reason the activity took place.
agent:user		1..*	BackboneElement	Actor involved in the event
id		0..1	string	Unique id for inter-element referencing
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event. Required Pattern: At least the following
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
version		0..1	string	Version of the system - if relevant
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
display		0..1	string	Representation defined by the system
userSelected		0..1	boolean	If this coding was chosen directly by the user
text		0..1	string	Plain text representation of the concept
role		0..*	CodeableConcept	Agent role in the event Binding: SecurityRoleType (example): What security role enabled the agent to participate in the event.
who	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations Slice: Unordered, Open by value:url
reference	ΣC	0..1	string	Literal reference, Relative, internal or absolute URL
type	Σ	0..1	uri	Type the reference refers to (e.g. "Patient") Binding: ResourceType (extensible): Aa resource (or, for logical models, the URI of the logical model).
identifier	Σ	0..1	Identifier	Logical reference, when literal reference is not known
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations Slice: Unordered, Open by value:url
use	?!Σ	0..1	code	usual | official | temp | secondary | old (If known) Binding: IdentifierUse (required): Identifies the purpose for this identifier, if known .
type	Σ	0..1	CodeableConcept	Description of identifier Binding: Identifier Type Codes (extensible): A coded type for an identifier that can be used to determine which identifier to use for a specific purpose.
system	SΣ	0..1	uri	SAML Issuer Example General: http://www.acme.com/identifiers/patient
value	SΣ	1..1	string	SAML Subject.NameID Example General: 123456
period	Σ	0..1	Period	Time period when id is/was valid for use
assigner	Σ	0..1	Reference(Organization)	Organization that issued id (may be just text)
display	Σ	0..1	string	Text alternative for the resource
altId		0..1	string	Alternative User identity
name		0..1	string	Human friendly name for the agent
requestor	Σ	1..1	boolean	Whether user is initiator Required Pattern: true
location		0..1	Reference(Location)	Where
policy	S	1..1	uri	SAML token ID
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse Binding: PurposeOfUse (extensible): The reason the activity took place.
source		1..1	BackboneElement	Audit Event Reporter
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
site		0..1	string	Logical source location within the enterprise
observer	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	The identity of source detecting the event
type		0..*	Coding	The type of source where event originated Binding: AuditEventSourceType (extensible): Code specifying the type of system that detected and recorded the event.
entity	C	0..*	BackboneElement	Data or objects used sev-1: Either a name or a query (NOT both)
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
what	Σ	0..1	Reference(Resource)	Specific instance of resource
type		0..1	Coding	Type of entity involved Binding: AuditEventEntityType (extensible): Code for the entity type involved in the audit event.
role		0..1	Coding	What role the entity played Binding: AuditEventEntityRole (extensible): Code representing the role the entity played in the audit event.
lifecycle		0..1	Coding	Life-cycle stage for the entity Binding: ObjectLifecycleEvents (extensible): Identifier for the data life-cycle stage for the entity.
securityLabel		0..*	Coding	Security labels on the entity Binding: All Security Labels (extensible): Security Labels from the Healthcare Privacy and Security Classification System.
name	ΣC	0..1	string	Descriptor for entity
description		0..1	string	Descriptive text
query	ΣC	0..1	base64Binary	Query parameters
detail		0..*	BackboneElement	Additional Information about the entity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	string	Name of the property
value[x]		1..1		Property value
valueString			string
valueBase64Binary			base64Binary
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet / Code	URI
AuditEvent.language	preferred	CommonLanguages Additional Bindings Purpose AllLanguages Max Binding http://hl7.org/fhir/ValueSet/languages from the FHIR Standard
AuditEvent.type	extensible	AuditEventID http://hl7.org/fhir/ValueSet/audit-event-type from the FHIR Standard
AuditEvent.subtype	extensible	AuditEventSub-Type http://hl7.org/fhir/ValueSet/audit-event-sub-type from the FHIR Standard
AuditEvent.action	required	AuditEventAction http://hl7.org/fhir/ValueSet/audit-event-action|4.0.1 from the FHIR Standard
AuditEvent.outcome	required	AuditEventOutcome http://hl7.org/fhir/ValueSet/audit-event-outcome|4.0.1 from the FHIR Standard
AuditEvent.purposeOfEvent	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.agent.type	extensible	ParticipationRoleType http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent.role	example	SecurityRoleType http://hl7.org/fhir/ValueSet/security-role-type from the FHIR Standard
AuditEvent.agent.media	extensible	MediaTypeCode http://hl7.org/fhir/ValueSet/dicm-405-mediatype from the FHIR Standard
AuditEvent.agent.network.type	required	AuditEventAgentNetworkType http://hl7.org/fhir/ValueSet/network-type|4.0.1 from the FHIR Standard
AuditEvent.agent.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.agent:user.type	extensible	Pattern: UserSamlAgent http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent:user.role	example	SecurityRoleType http://hl7.org/fhir/ValueSet/security-role-type from the FHIR Standard
AuditEvent.agent:user.who.type	extensible	ResourceType http://hl7.org/fhir/ValueSet/resource-types from the FHIR Standard
AuditEvent.agent:user.who.identifier.use	required	IdentifierUse http://hl7.org/fhir/ValueSet/identifier-use|4.0.1 from the FHIR Standard
AuditEvent.agent:user.who.identifier.type	extensible	Identifier Type Codes http://hl7.org/fhir/ValueSet/identifier-type from the FHIR Standard
AuditEvent.agent:user.network.type	required	AuditEventAgentNetworkType http://hl7.org/fhir/ValueSet/network-type|4.0.1 from the FHIR Standard
AuditEvent.agent:user.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.source.type	extensible	AuditEventSourceType http://hl7.org/fhir/ValueSet/audit-source-type from the FHIR Standard
AuditEvent.entity.type	extensible	AuditEventEntityType http://hl7.org/fhir/ValueSet/audit-entity-type from the FHIR Standard
AuditEvent.entity.role	extensible	AuditEventEntityRole http://hl7.org/fhir/ValueSet/object-role from the FHIR Standard
AuditEvent.entity.lifecycle	extensible	ObjectLifecycleEvents http://hl7.org/fhir/ValueSet/object-lifecycle-events
AuditEvent.entity.securityLabel	extensible	All Security Labels http://hl7.org/fhir/ValueSet/security-labels from the FHIR Standard

This structure is derived from AuditEvent

Summary

Mandatory: 4 elements(1 nested mandatory element)
Must-Support: 8 elements
Prohibited: 2 elements

Extensions

This structure refers to these extensions:

• https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel
• https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId

Slices

This structure defines the following Slices:

• The element 1 is sliced based on the value of AuditEvent.agent

Differential View

This structure is derived from AuditEvent

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
agent:user		1..*	BackboneElement	Actor involved in the event
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
type		1..1	CodeableConcept	How agent participated Required Pattern: At least the following
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
who		1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
identifier
system	S	0..1	uri	SAML Issuer
value	S	1..1	string	SAML Subject.NameID
requestor		1..1	boolean	Whether user is initiator Required Pattern: true
policy	S	1..1	uri	SAML token ID
media		0..0
network		0..0
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse
Documentation for this format

Key Elements View

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
modifierExtension	?!	0..*	Extension	Extensions that cannot be ignored
type	Σ	1..1	Coding	Type/identifier of event Binding: AuditEventID (extensible): Type of event.
recorded	Σ	1..1	instant	Time when the event was recorded
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
requestor	Σ	1..1	boolean	Whether user is initiator
agent:user		1..*	BackboneElement	Actor involved in the event
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event. Required Pattern: At least the following
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
who	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
identifier	Σ	0..1	Identifier	Logical reference, when literal reference is not known
use	?!Σ	0..1	code	usual | official | temp | secondary | old (If known) Binding: IdentifierUse (required): Identifies the purpose for this identifier, if known .
system	SΣ	0..1	uri	SAML Issuer Example General: http://www.acme.com/identifiers/patient
value	SΣ	1..1	string	SAML Subject.NameID Example General: 123456
requestor	Σ	1..1	boolean	Whether user is initiator Required Pattern: true
policy	S	1..1	uri	SAML token ID
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse Binding: PurposeOfUse (extensible): The reason the activity took place.
source		1..1	BackboneElement	Audit Event Reporter
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
observer	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	The identity of source detecting the event
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet / Code	URI
AuditEvent.type	extensible	AuditEventID http://hl7.org/fhir/ValueSet/audit-event-type from the FHIR Standard
AuditEvent.agent:user.type	extensible	Pattern: UserSamlAgent http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent:user.who.identifier.use	required	IdentifierUse http://hl7.org/fhir/ValueSet/identifier-use|4.0.1 from the FHIR Standard
AuditEvent.agent:user.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse

Snapshot View

Name	Flags	Card.	Type	Description & Constraints
AuditEvent		0..*	AuditEvent	Event record kept for security purposes
id	Σ	0..1	id	Logical id of this artifact
meta	Σ	0..1	Meta	Metadata about the resource
implicitRules	?!Σ	0..1	uri	A set of rules under which this content was created
language		0..1	code	Language of the resource content Binding: CommonLanguages (preferred): A human language. Additional Bindings Purpose AllLanguages Max Binding
text		0..1	Narrative	Text summary of the resource, for human interpretation
contained		0..*	Resource	Contained, inline Resources
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!	0..*	Extension	Extensions that cannot be ignored
type	Σ	1..1	Coding	Type/identifier of event Binding: AuditEventID (extensible): Type of event.
subtype	Σ	0..*	Coding	More specific type/id for the event Binding: AuditEventSub-Type (extensible): Sub-type of event.
action	Σ	0..1	code	Type of action performed during the event Binding: AuditEventAction (required): Indicator for type of action performed during the event that generated the event.
period		0..1	Period	When the activity occurred
recorded	Σ	1..1	instant	Time when the event was recorded
outcome	Σ	0..1	code	Whether the event succeeded or failed Binding: AuditEventOutcome (required): Indicates whether the event succeeded or failed.
outcomeDesc	Σ	0..1	string	Description of the event outcome
purposeOfEvent	Σ	0..*	CodeableConcept	The purposeOfUse of the event Binding: PurposeOfUse (extensible): The reason the activity took place.
Slices for agent		1..*	BackboneElement	Actor involved in the event Slice: Unordered, Open by pattern:type
agent:All Slices				Content/Rules for all slices
id		0..1	string	Unique id for inter-element referencing
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		0..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event.
role		0..*	CodeableConcept	Agent role in the event Binding: SecurityRoleType (example): What security role enabled the agent to participate in the event.
who	Σ	0..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
altId		0..1	string	Alternative User identity
name		0..1	string	Human friendly name for the agent
requestor	Σ	1..1	boolean	Whether user is initiator
location		0..1	Reference(Location)	Where
policy		0..*	uri	Policy that authorized event
media		0..1	Coding	Type of media Binding: MediaTypeCode (extensible): Used when the event is about exporting/importing onto media.
network		0..1	BackboneElement	Logical network location for application activity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
address		0..1	string	Identifier for the network access point of the user device
type		0..1	code	The type of network access point Binding: AuditEventAgentNetworkType (required): The type of network access point of this agent in the audit event.
purposeOfUse		0..*	CodeableConcept	Reason given for this user Binding: PurposeOfUse (extensible): The reason the activity took place.
agent:user		1..*	BackboneElement	Actor involved in the event
id		0..1	string	Unique id for inter-element referencing
Slices for extension		0..*	Extension	Extension Slice: Unordered, Open by value:url
Slices for extension				Content/Rules for all slices
assuranceLevel	S	0..*	CodeableConcept	AuditEvent.agent Assurance Level URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel Binding: SecurityTrustAssuranceObservationValue (preferred)
Slices for extension				Content/Rules for all slices
otherId	S	0..*	Identifier	AuditEvent.agent other identifiers URL: https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	CodeableConcept	How agent participated Binding: ParticipationRoleType (extensible): The Participation type of the agent to the event. Required Pattern: At least the following
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
coding		1..*	Coding	Code defined by a terminology system Fixed Value: (complex)
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
system		1..1	uri	Identity of the terminology system Fixed Value: https://profiles.ihe.net/ITI/BALP/CodeSystem/UserAgentTypes
version		0..1	string	Version of the system - if relevant
code		1..1	code	Symbol in syntax defined by the system Fixed Value: UserSamlAgent
display		0..1	string	Representation defined by the system
userSelected		0..1	boolean	If this coding was chosen directly by the user
text		0..1	string	Plain text representation of the concept
role		0..*	CodeableConcept	Agent role in the event Binding: SecurityRoleType (example): What security role enabled the agent to participate in the event.
who	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	Identifier of who
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations Slice: Unordered, Open by value:url
reference	ΣC	0..1	string	Literal reference, Relative, internal or absolute URL
type	Σ	0..1	uri	Type the reference refers to (e.g. "Patient") Binding: ResourceType (extensible): Aa resource (or, for logical models, the URI of the logical model).
identifier	Σ	0..1	Identifier	Logical reference, when literal reference is not known
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations Slice: Unordered, Open by value:url
use	?!Σ	0..1	code	usual | official | temp | secondary | old (If known) Binding: IdentifierUse (required): Identifies the purpose for this identifier, if known .
type	Σ	0..1	CodeableConcept	Description of identifier Binding: Identifier Type Codes (extensible): A coded type for an identifier that can be used to determine which identifier to use for a specific purpose.
system	SΣ	0..1	uri	SAML Issuer Example General: http://www.acme.com/identifiers/patient
value	SΣ	1..1	string	SAML Subject.NameID Example General: 123456
period	Σ	0..1	Period	Time period when id is/was valid for use
assigner	Σ	0..1	Reference(Organization)	Organization that issued id (may be just text)
display	Σ	0..1	string	Text alternative for the resource
altId		0..1	string	Alternative User identity
name		0..1	string	Human friendly name for the agent
requestor	Σ	1..1	boolean	Whether user is initiator Required Pattern: true
location		0..1	Reference(Location)	Where
policy	S	1..1	uri	SAML token ID
purposeOfUse	S	0..*	CodeableConcept	SAML subject:purposeofuse Binding: PurposeOfUse (extensible): The reason the activity took place.
source		1..1	BackboneElement	Audit Event Reporter
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
site		0..1	string	Logical source location within the enterprise
observer	Σ	1..1	Reference(PractitionerRole | Practitioner | Organization | Device | Patient | RelatedPerson)	The identity of source detecting the event
type		0..*	Coding	The type of source where event originated Binding: AuditEventSourceType (extensible): Code specifying the type of system that detected and recorded the event.
entity	C	0..*	BackboneElement	Data or objects used sev-1: Either a name or a query (NOT both)
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
what	Σ	0..1	Reference(Resource)	Specific instance of resource
type		0..1	Coding	Type of entity involved Binding: AuditEventEntityType (extensible): Code for the entity type involved in the audit event.
role		0..1	Coding	What role the entity played Binding: AuditEventEntityRole (extensible): Code representing the role the entity played in the audit event.
lifecycle		0..1	Coding	Life-cycle stage for the entity Binding: ObjectLifecycleEvents (extensible): Identifier for the data life-cycle stage for the entity.
securityLabel		0..*	Coding	Security labels on the entity Binding: All Security Labels (extensible): Security Labels from the Healthcare Privacy and Security Classification System.
name	ΣC	0..1	string	Descriptor for entity
description		0..1	string	Descriptive text
query	ΣC	0..1	base64Binary	Query parameters
detail		0..*	BackboneElement	Additional Information about the entity
id		0..1	string	Unique id for inter-element referencing
extension		0..*	Extension	Additional content defined by implementations
modifierExtension	?!Σ	0..*	Extension	Extensions that cannot be ignored even if unrecognized
type		1..1	string	Name of the property
value[x]		1..1		Property value
valueString			string
valueBase64Binary			base64Binary
Documentation for this format

Terminology Bindings

Path	Conformance	ValueSet / Code	URI
AuditEvent.language	preferred	CommonLanguages Additional Bindings Purpose AllLanguages Max Binding http://hl7.org/fhir/ValueSet/languages from the FHIR Standard
AuditEvent.type	extensible	AuditEventID http://hl7.org/fhir/ValueSet/audit-event-type from the FHIR Standard
AuditEvent.subtype	extensible	AuditEventSub-Type http://hl7.org/fhir/ValueSet/audit-event-sub-type from the FHIR Standard
AuditEvent.action	required	AuditEventAction http://hl7.org/fhir/ValueSet/audit-event-action|4.0.1 from the FHIR Standard
AuditEvent.outcome	required	AuditEventOutcome http://hl7.org/fhir/ValueSet/audit-event-outcome|4.0.1 from the FHIR Standard
AuditEvent.purposeOfEvent	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.agent.type	extensible	ParticipationRoleType http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent.role	example	SecurityRoleType http://hl7.org/fhir/ValueSet/security-role-type from the FHIR Standard
AuditEvent.agent.media	extensible	MediaTypeCode http://hl7.org/fhir/ValueSet/dicm-405-mediatype from the FHIR Standard
AuditEvent.agent.network.type	required	AuditEventAgentNetworkType http://hl7.org/fhir/ValueSet/network-type|4.0.1 from the FHIR Standard
AuditEvent.agent.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.agent:user.type	extensible	Pattern: UserSamlAgent http://hl7.org/fhir/ValueSet/participation-role-type from the FHIR Standard
AuditEvent.agent:user.role	example	SecurityRoleType http://hl7.org/fhir/ValueSet/security-role-type from the FHIR Standard
AuditEvent.agent:user.who.type	extensible	ResourceType http://hl7.org/fhir/ValueSet/resource-types from the FHIR Standard
AuditEvent.agent:user.who.identifier.use	required	IdentifierUse http://hl7.org/fhir/ValueSet/identifier-use|4.0.1 from the FHIR Standard
AuditEvent.agent:user.who.identifier.type	extensible	Identifier Type Codes http://hl7.org/fhir/ValueSet/identifier-type from the FHIR Standard
AuditEvent.agent:user.network.type	required	AuditEventAgentNetworkType http://hl7.org/fhir/ValueSet/network-type|4.0.1 from the FHIR Standard
AuditEvent.agent:user.purposeOfUse	extensible	PurposeOfUse http://terminology.hl7.org/ValueSet/v3-PurposeOfUse
AuditEvent.source.type	extensible	AuditEventSourceType http://hl7.org/fhir/ValueSet/audit-source-type from the FHIR Standard
AuditEvent.entity.type	extensible	AuditEventEntityType http://hl7.org/fhir/ValueSet/audit-entity-type from the FHIR Standard
AuditEvent.entity.role	extensible	AuditEventEntityRole http://hl7.org/fhir/ValueSet/object-role from the FHIR Standard
AuditEvent.entity.lifecycle	extensible	ObjectLifecycleEvents http://hl7.org/fhir/ValueSet/object-lifecycle-events
AuditEvent.entity.securityLabel	extensible	All Security Labels http://hl7.org/fhir/ValueSet/security-labels from the FHIR Standard

This structure is derived from AuditEvent

Summary

Mandatory: 4 elements(1 nested mandatory element)
Must-Support: 8 elements
Prohibited: 2 elements

Extensions

This structure refers to these extensions:

• https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-assuranceLevel
• https://profiles.ihe.net/ITI/BALP/StructureDefinition/ihe-otherId

Slices

This structure defines the following Slices:

• The element 1 is sliced based on the value of AuditEvent.agent

Other representations of profile: CSV, Excel, Schematron